Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mitsubishi UFJ Asset Management (UK) Ltd. (no longer approved here)

    FRN 121816

    • CF28 Systems and controls (1 Nov 2007 to 24 Dec 2014)
    • CF10 Compliance Oversight (10 Jan 2006 to 24 Dec 2014)
    • CF11 Money Laundering Reporting (10 Jan 2006 to 24 Dec 2014)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 12 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.