Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (7 Mar 2016 to 12 Jul 2019)
- CF3 Chief Executive (25 Jul 2011 to 15 Apr 2014)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF1 Director (22 Jun 2012 to 6 Mar 2016)
- CF3 Chief Executive (25 Jul 2011 to 15 Apr 2014)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 18 Jun 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.