Harry Frederick Alan Burnham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED

    FRN 194713

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 6 Dec 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (16 Oct 2019 to 8 Dec 2019)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF30 Customer (9 Jun 2016 to 9 Apr 2019)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • CF29 Significant management (26 May 2015 to 27 Nov 2015)
    • CF3 Chief Executive (11 Jul 2014 to 8 May 2015)
    • CF1 Director (11 Jul 2014 to 8 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

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