Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Bank International plc
FRN 223304
- [FCA CF] Manager of certification employee (since 9 Feb 2026)
- [FCA CF] Client dealing (since 23 Sep 2024)
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- [FCA CF] Client dealing (26 Oct 2021 to 31 Mar 2025)
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- CF30 Customer (23 Nov 2019 to 9 Aug 2021)
- CF1 Director (AR) (23 Nov 2019 to 9 Aug 2021)
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- Employed By (23 Nov 2019 to 9 Aug 2021)
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- CF30 Customer (12 Nov 2014 to 30 Jul 2018)
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- CF30 Customer (29 Sep 2010 to 27 Jun 2014)
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- CF30 Customer (1 Nov 2007 to 5 Sep 2010)
- CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 5 Sep 2010)
- CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.