Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Sep 2020)
    • [FCA CF] Client dealing (since 11 Sep 2020)
  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • CF30 Customer (31 Jan 2020 to 12 Sep 2020)
    • [FCA CF] Functions requiring qualifications (31 Jan 2020 to 12 Sep 2020)
    • Appointed representative dealing with clients for which they require qualification (31 Jan 2020 to 12 Sep 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (31 Aug 2017 to 15 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.