Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (since 1 Oct 2024)
    • CF30 Customer (since 30 Sep 2024)
    • (2)Employed By (since 30 Sep 2024)
  • The Sustainable Pension Company Ltd (no longer approved here)

    FRN 505258

    • Employed By (1 Jun 2022 to 9 Feb 2024)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • Appointed representative dealing with clients for which they require qualification (1 Sep 2020 to 1 Nov 2021)
    • CF30 Customer (4 May 2020 to 1 Nov 2021)
  • Nexus IFA Limited (no longer approved here)

    FRN 550749

    • (15)Employed By (4 May 2020 to 1 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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