Harriet Victoria Dawn Davis

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMITH & PINCHING FINANCIAL SERVICES LIMITED

    FRN 186616

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 17 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Jan 2026)
    • [FCA CF] Client dealing (since 9 Jan 2026)
  • OVERBURYS FINANCIAL SERVICES LIMITED

    FRN 537653

    • (4)Employed By (since 17 Mar 2026)
  • Sophex Limited (no longer approved here)

    FRN 457902

    • [FCA CF] Client dealing (3 Jun 2024 to 12 Jun 2025)
    • [FCA CF] Functions requiring qualifications (3 Jun 2024 to 12 Jun 2025)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • [FCA CF] Client dealing (17 Apr 2023 to 12 Jun 2025)
    • [FCA CF] Functions requiring qualifications (17 Apr 2023 to 12 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.