Harpreet Singh Atwal

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 25 May 2012)
    • CF1 Director (AR) (since 14 Oct 2011)
  • Jai Atwal Ltd

    FRN 403623

    • (2)Employed By (since 19 Mar 2009)
    • (2)Employed By (4 Aug 2003 to 18 Dec 2006)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (26 Jan 2005 to 18 Dec 2006)
    • CF7 Sole Trader (AR) (4 Aug 2003 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (4 Aug 2003 to 26 Jan 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 4 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.