Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Material risk taker (since 20 Aug 2025)
- [FCA CF] Client dealing (since 20 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 20 Aug 2025)
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- [FCA CF] Manager of certification employee (1 Nov 2024 to 23 Jul 2025)
- [FCA CF] Client dealing (29 Sep 2021 to 23 Jul 2025)
- [PRA CF] Significant risk taker or Material risk taker (29 Sep 2021 to 23 Jul 2025)
- [FCA CF] Material risk taker (29 Sep 2021 to 23 Jul 2025)
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- [FCA CF] Manager of certification employee (1 Nov 2024 to 23 Jul 2025)
- [FCA CF] Material risk taker (29 Sep 2021 to 23 Jul 2025)
- [PRA CF] Significant risk taker or Material risk taker (29 Sep 2021 to 23 Jul 2025)
- [FCA CF] Client dealing (29 Sep 2021 to 23 Jul 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.