Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 20 Aug 2025)
    • [FCA CF] Client dealing (since 20 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Aug 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (1 Nov 2024 to 23 Jul 2025)
    • [FCA CF] Client dealing (29 Sep 2021 to 23 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (29 Sep 2021 to 23 Jul 2025)
    • [FCA CF] Material risk taker (29 Sep 2021 to 23 Jul 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (1 Nov 2024 to 23 Jul 2025)
    • [FCA CF] Material risk taker (29 Sep 2021 to 23 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (29 Sep 2021 to 23 Jul 2025)
    • [FCA CF] Client dealing (29 Sep 2021 to 23 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

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