Harneil Singh Panaich

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 29 Jul 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (28 Jul 2023 to 2 Jun 2024)
  • Leam Financial Services (no longer approved here)

    FRN 191201

    • (3)Employed By (31 Mar 2020 to 4 Jul 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (31 Mar 2020 to 4 Jul 2023)
    • Appointed representative dealing with clients for which they require qualification (18 Feb 2020 to 4 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (3)Employed By at Leam Financial Services