Harminder Singh Mangat

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (12 May 2025 to 5 Sep 2025)
  • Harminder Mangat (no longer approved here)

    FRN 1032805

    • (1)Employed By (12 May 2025 to 5 Sep 2025)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2003 to 2 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.