Harley Clarke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINANCIAL AFFAIRS WEALTH SOLUTIONS LIMITED

    FRN 606614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 May 2023)
    • [FCA CF] Client dealing (since 18 May 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2021)
    • CF30 Customer (9 Apr 2019 to 13 Oct 2021)
  • ARW Wealth Management Ltd (no longer approved here)

    FRN 580251

    • (1)Employed By (9 Apr 2019 to 13 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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