Harkaran Singh

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2020)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 May 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 May 2020)
    • CF30 Customer (27 Aug 2019 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (23 Feb 2018 to 31 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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