Harjot Shergill

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TMG Direct Limited

    FRN 786245

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Jul 2023)
  • Personal Touch Financial Services Limited

    FRN 187834

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 2 Sep 2021)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (15 Aug 2011 to 11 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.