Harjinder Dhanda

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 16 Dec 2019)
    • CF1 Director (AR) (since 10 Dec 2019)
    • CF30 Customer (since 10 Dec 2019)
  • Stoneacre Wealth Management Ltd

    FRN 911509

    • (1)Employed By (since 10 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Dec 2013 to 6 Mar 2016)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (1 Nov 2010 to 17 Nov 2011)
    • CF30 Customer (1 Nov 2010 to 17 Nov 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 1 Sep 2010)
    • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Dec 2004 to 14 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.