Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KEY LIFE FINANCIAL SERVICES LTD
FRN 577528
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF10 Compliance Oversight (14 Jun 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (11 Jun 2012 to 30 Sep 2018)
- CF1 Director (11 Jun 2012 to 8 Dec 2019)
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- CF22 Investment Adviser (Trainee) (13 May 2003 to 23 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.