Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (14 Jun 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Jun 2012 to 30 Sep 2018)
    • CF1 Director (11 Jun 2012 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF22 Investment Adviser (Trainee) (13 May 2003 to 23 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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