Harish Haridas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothesay Life Plc

    FRN 466067

    • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2019)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • [FCA CF] Manager of certification employee (since 10 Dec 2019)
    • [FCA CF] Material risk taker (since 10 Dec 2019)
    • [FCA CF] Significant management (since 10 Dec 2019)
    • CF30 Customer (18 Apr 2016 to 9 Dec 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (20 Dec 2010 to 5 Feb 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 10 Feb 2010)
    • CF21 Investment Adviser (22 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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