Hardip Singh Virdee

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GLOBE PROPERTY SERVICES LIMITED

    FRN 300261

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 4 May 2016)
    • CF30 Customer (15 Dec 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Dec 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Dec 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Globe Financial Services (2210) (no longer approved here)

    FRN 179791

    • (2)Employed By (1 Oct 1998 to 10 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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