Harbans Singh Rooprai

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Harbans Rooprai

    FRN 583116

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 9A. Advising on P2P agreements
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF4 Partner (AR) (23 Feb 2005 to 31 Dec 2012)
    • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
  • Globe Financial Services (2210) (no longer approved here)

    FRN 179791

    • (1)Employed By (9 Dec 1999 to 9 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.