Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EISER Finance Limited
FRN 748804
- SMF16 Compliance Oversight (since 25 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Nov 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (30 Oct 2017 to 8 Dec 2019)
- CF30 Customer (3 Nov 2016 to 8 Dec 2019)
- CF4 Partner (3 Nov 2016 to 22 Nov 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.