Hans Henrik Malmer

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Waterfall Asset Management (UK) LLP (no longer approved here)

    FRN 741147

    • SMF1 Chief Executive (9 Dec 2019 to 14 Aug 2020)
    • SMF27 Partner (9 Dec 2019 to 14 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Mar 2021)
    • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
    • CF4 Partner (1 Sep 2016 to 8 Dec 2019)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Nov 2005 to 1 Dec 2005)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF21 Investment Adviser (16 Apr 2004 to 1 Aug 2005)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.