Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Jan 2026)
    • [FCA CF] Manager of certification employee (since 29 Dec 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 6 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2017 to 6 Jan 2020)
    • CF30 Customer (31 Oct 2011 to 6 Mar 2016)
    • [FCA CF] Client dealing (since 12 Jan 2026)
    • [FCA CF] Manager of certification employee (since 29 Dec 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 6 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2017 to 6 Jan 2020)
    • CF30 Customer (31 Oct 2011 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 7 Sep 2011)
    • CF21 Investment Adviser (11 May 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 7 Sep 2011)
    • CF21 Investment Adviser (11 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.