Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citadel Securities (Europe) Limited (no longer approved here)

    FRN 447450

    • [FCA CF] Significant management (17 Mar 2021 to 28 Jun 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 25 May 2022)
    • CF29 Significant management (15 Jan 2013 to 4 Sep 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 21 Sep 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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