Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [PRA CF] Significant risk taker or Material risk taker (7 Dec 2021 to 30 Jan 2024)
    • [FCA CF] Material risk taker (7 Dec 2021 to 30 Jan 2024)
    • [FCA CF] Client dealing (1 Jan 2021 to 30 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 30 Jan 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Significant risk taker or Material risk taker (6 Nov 2019 to 11 Aug 2020)
    • [FCA CF] Material risk taker (6 Nov 2019 to 11 Aug 2020)
    • [FCA CF] Client dealing (16 Nov 2016 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (16 Nov 2016 to 31 Dec 2020)
    • CF30 Customer (3 Jul 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (6 Nov 2019 to 11 Aug 2020)
    • [FCA CF] Material risk taker (6 Nov 2019 to 11 Aug 2020)
    • [FCA CF] Manager of certification employee (16 Nov 2016 to 31 Dec 2020)
    • [FCA CF] Client dealing (16 Nov 2016 to 31 Dec 2020)
    • CF30 Customer (3 Jul 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.