Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ASCOT LLOYD FINANCIAL PLANNING LIMITED
FRN 144519
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 26 Jul 2024)
- [FCA CF] Functions requiring qualifications (since 26 Jul 2024)
- [FCA CF] Client dealing (7 Oct 2022 to 29 May 2023)
- [FCA CF] Functions requiring qualifications (7 Oct 2022 to 29 May 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.