Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (since 5 Jan 2026)
- [FCA CF] Manager of certification employee (since 5 Jan 2026)
- [FCA CF] Client dealing (since 14 Jul 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (11 May 2018 to 8 Dec 2019)
- CF30 Customer (21 Aug 2014 to 8 Dec 2019)
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- CF1 Director (1 Apr 2013 to 4 Feb 2014)
- CF30 Customer (1 Nov 2007 to 21 Aug 2014)
- CF27 Investment Management (28 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.