Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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D M Probert, J E Swinnerton & H M Cains
FRN 816047
- (1)Employed By (since 2 Jul 2020)
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- CF4 Partner (AR) (since 14 Dec 2011)
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- (2)Employed By (18 Jan 2018 to 2 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at D M Probert, J E Swinnerton & H M Cains
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controlled function added: (1)Employed By at D M Probert, J E Swinnerton & H M Cains
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controlled function added: (2)Employed By at S Bates, E D Stubbs, N L Clarke & J E McCann