Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (17 Oct 2012 to 30 Jun 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 30 Jun 2014)
    • CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (27 Apr 2005 to 19 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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