Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 4 Sep 2023)
- [FCA CF] Functions requiring qualifications (since 4 Sep 2023)
- [FCA CF] Client dealing (27 Sep 2021 to 31 Jan 2022)
- [FCA CF] Functions requiring qualifications (27 Sep 2021 to 31 Jan 2022)
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- CF30 Customer (4 Jun 2013 to 2 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.