Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Sep 2023)
    • [FCA CF] Client dealing (27 Sep 2021 to 31 Jan 2022)
    • [FCA CF] Functions requiring qualifications (27 Sep 2021 to 31 Jan 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (4 Jun 2013 to 2 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.