Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 8 Jan 2019)
- CF30 Customer (since 12 Aug 2014)
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Stonebridge Wealth LLP
FRN 629090
- (2)Employed By (since 12 Aug 2014)
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- Employed By (1 Feb 2013 to 11 Sep 2013)
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- CF30 Customer (23 Oct 2010 to 31 Dec 2012)
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- CF30 Customer (1 Nov 2007 to 21 Nov 2010)
- CF22 Investment Adviser (Trainee) (27 Apr 2007 to 31 Oct 2007)
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- Employed By (23 Apr 2007 to 21 Nov 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.