Hannah Baum

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 7 Sep 2022)
    • [FCA CF] Client dealing (since 13 May 2022)
    • [FCA CF] Material risk taker (since 13 May 2022)
    • [FCA CF] Material risk taker (9 Jan 2020 to 1 Mar 2022)
    • [FCA CF] Manager of certification employee (7 Sep 2017 to 4 Nov 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Mar 2022)
    • CF30 Customer (15 Feb 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 7 Sep 2022)
    • [FCA CF] Material risk taker (since 13 May 2022)
    • [FCA CF] Client dealing (since 13 May 2022)
    • [FCA CF] Material risk taker (9 Jan 2020 to 1 Mar 2022)
    • [FCA CF] Manager of certification employee (7 Sep 2017 to 4 Nov 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Mar 2022)
    • CF30 Customer (15 Feb 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.