Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
UBS AG
FRN 186958
- [FCA CF] Client dealing (since 13 Oct 2021)
-
- [FCA CF] Client dealing (22 Nov 2019 to 14 Sep 2021)
-
- [FCA CF] Client dealing (14 Mar 2016 to 12 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.