Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC Bank Plc
FRN 114216
- [FCA CF] Algorithmic trading (since 15 Nov 2022)
- [FCA CF] Client dealing (since 13 Oct 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Sep 2021)
- [FCA CF] Manager of certification employee (since 10 Oct 2018)
- [FCA CF] Algorithmic trading (20 Aug 2018 to 8 Jul 2019)
- [PRA CF] Significant risk taker or Material risk taker (9 Jul 2018 to 6 Aug 2019)
- CF30 Customer (27 Mar 2013 to 6 Mar 2016)
-
HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 13 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 6 Aug 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.