Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
    • [FCA CF] Client dealing (since 2 Apr 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (31 Oct 2023 to 28 Mar 2024)
    • CF30 Customer (30 Oct 2023 to 28 Mar 2024)
  • Radcliffe and Newlands Ltd (no longer approved here)

    FRN 457283

    • Employed By (30 Oct 2023 to 28 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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