Hana Frances Griffin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 12 Mar 2025)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (24 Mar 2021 to 20 Jun 2022)
    • [FCA CF] Functions requiring qualifications (24 Mar 2021 to 20 Jun 2022)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (24 Mar 2021 to 20 Jun 2022)
    • [FCA CF] Functions requiring qualifications (24 Mar 2021 to 20 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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