Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (3 Feb 2025 to 4 Feb 2025)
- Director of firm who is not a certification employee or a SMF manager (3 Feb 2025 to 4 Feb 2025)
- [FCA CF] Algorithmic trading (3 Feb 2025 to 4 Feb 2025)
- [FCA CF] Benchmark submission and administration (3 Feb 2025 to 4 Feb 2025)
- [FCA CF] CASS oversight function (3 Feb 2025 to 4 Feb 2025)
- [FCA CF] Client dealing (3 Feb 2025 to 21 Feb 2025)
- [FCA CF] Functions requiring qualifications (3 Feb 2025 to 21 Feb 2025)
- [FCA CF] Manager of certification employee (3 Feb 2025 to 4 Feb 2025)
- [FCA CF] Material risk taker (3 Feb 2025 to 4 Feb 2025)
- [FCA CF] Proprietary trader (3 Feb 2025 to 4 Feb 2025)
- [FCA CF] Significant management (3 Feb 2025 to 4 Feb 2025)
- [PRA CF] Key function holder (3 Feb 2025 to 4 Feb 2025)
- [PRA CF] Managing a material risk taker (3 Feb 2025 to 4 Feb 2025)
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- [FCA CF] Functions requiring qualifications (24 Mar 2022 to 28 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.