Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 5 Jan 2024)
    • [FCA CF] Manager of certification employee (since 5 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (since 5 Jan 2024)
    • [PRA CF] Managing a material risk taker (since 5 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2017)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • [FCA CF] Material risk taker (16 Oct 2024 to 8 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

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