Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • H & P Advisory Limited (no longer approved here)

    FRN 805667

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2022)
    • CF30 Customer (15 Aug 2018 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 9 Jul 2012)
    • CF21 Investment Adviser (16 Jun 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 9 Jul 2012)
    • CF21 Investment Adviser (5 Oct 2005 to 19 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.