Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- [FCA CF] Algorithmic trading (since 3 Jun 2024)
- [FCA CF] Material risk taker (since 9 Sep 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 9 Sep 2020)
- [FCA CF] Client dealing (since 21 Apr 2020)
- [FCA CF] Manager of certification employee (since 21 Apr 2020)
- [FCA CF] Client dealing (1 Aug 2017 to 17 Apr 2020)
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- CF30 Customer (19 Mar 2015 to 6 Mar 2016)
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- CF30 Customer (4 Mar 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.