Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MARCHWOOD IFA LIMITED (no longer approved here)

    FRN 500709

    • [FCA CF] CASS oversight function (1 Dec 2020 to 31 Dec 2021)
    • [FCA CF] Significant management (1 Dec 2020 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 31 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 20 Dec 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Dec 2021)
    • CF30 Customer (14 Jan 2013 to 8 Dec 2019)
    • CF1 Director (8 Jul 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jul 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Jul 2009 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.