Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Mar 2020 to 31 Dec 2021)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
- CF30 Customer (17 Jan 2018 to 8 Dec 2019)
- CF1 Director (17 Jan 2018 to 8 Dec 2019)
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- SMF1 Chief Executive (9 Mar 2020 to 31 Dec 2021)
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
- CF1 Director (17 Jan 2018 to 8 Dec 2019)
- CF30 Customer (17 Jan 2018 to 8 Dec 2019)
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- CF29 Significant management (1 Nov 2007 to 18 Dec 2009)
- CF30 Customer (1 Nov 2007 to 18 Dec 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (23 Apr 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 18 Dec 2009)
- CF30 Customer (1 Nov 2007 to 18 Dec 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (23 Apr 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF30 Customer (1 Nov 2007 to 18 Dec 2009)
- CF29 Significant management (1 Nov 2007 to 18 Dec 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (23 Apr 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.