Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CVC Credit Partners Investment Management Limited (no longer approved here)

    FRN 543560

    • SMF1 Chief Executive (9 Mar 2020 to 31 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (17 Jan 2018 to 8 Dec 2019)
    • CF1 Director (17 Jan 2018 to 8 Dec 2019)
  • CVC Credit Partners European CLO Management LLP (no longer approved here)

    FRN 740003

    • SMF1 Chief Executive (9 Mar 2020 to 31 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF1 Director (17 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (17 Jan 2018 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (1 Nov 2007 to 18 Dec 2009)
    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (23 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF29 Significant management (1 Nov 2007 to 18 Dec 2009)
    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (23 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF29 Significant management (1 Nov 2007 to 18 Dec 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (23 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.