Hamant Lad

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Novacore Capital LLP
FRN 1041954
- [FCA CF] Client dealing (since 2 Feb 2026)
- SMF16 Compliance Oversight (since 2 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Feb 2026)
Pelham Capital Ltd (no longer approved here)
FRN 615375
- [FCA CF] Material risk taker (9 Dec 2019 to 29 Sep 2023)
- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2023)
- [FCA CF] Significant management (9 Dec 2019 to 29 Sep 2023)
- CF1 Director (6 Nov 2019 to 8 Dec 2019)
- CF30 Customer (29 Sep 2014 to 8 Dec 2019)
- CF28 Systems and controls (29 Sep 2014 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.