Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Nov 2015 to 8 Dec 2019)
  • Citation Capital Management Limited (no longer approved here)

    FRN 198036

    • CF10 Compliance Oversight (17 Sep 2012 to 8 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 8 Apr 2019)
    • CF11 Money Laundering Reporting (25 Oct 2005 to 8 Apr 2019)
    • CF21 Investment Adviser (1 Apr 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Apr 2004 to 31 Oct 2007)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • CF26 Customer Trading (15 Apr 2003 to 5 Dec 2003)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF21 Investment Adviser (15 Apr 2003 to 5 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.