Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- [FCA CF] Client dealing (since 16 Nov 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 16 Nov 2021)
- [FCA CF] Material risk taker (since 16 Nov 2021)
- [FCA CF] Manager of certification employee (since 16 Nov 2021)
- [PRA CF] Managing a material risk taker (30 Aug 2024 to 17 Feb 2026)
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- [FCA CF] Manager of certification employee (15 Feb 2018 to 3 Sep 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 3 Sep 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (20 Sep 2004 to 29 Jul 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.