Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 16 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Nov 2021)
    • [FCA CF] Material risk taker (since 16 Nov 2021)
    • [FCA CF] Manager of certification employee (since 16 Nov 2021)
    • [PRA CF] Managing a material risk taker (30 Aug 2024 to 17 Feb 2026)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (15 Feb 2018 to 3 Sep 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 3 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (20 Sep 2004 to 29 Jul 2005)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.