Hakikat Rai Chadda

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 31 Aug 2023)
    • CF30 Customer (since 26 Jul 2023)
  • Hakikat Chadda

    FRN 1000426

    • (1)Employed By (since 26 Jul 2023)
  • Continuum Financial Planning

    FRN 946063

    • Employed By (since 11 May 2021)
  • Rosemount Financial Solutions (IFA) Limited (no longer approved here)

    FRN 535515

    • Appointed representative dealing with clients for which they require qualification (24 May 2021 to 18 Aug 2023)
    • CF5 Director of Unincorporated Association (AR) (11 May 2021 to 18 Aug 2023)
    • CF30 Customer (11 May 2021 to 18 Aug 2023)
    • [FCA CF] Client dealing (4 Mar 2021 to 18 Aug 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Mar 2021)
    • CF1 Director (AR) (2 Jun 2010 to 23 Jul 2010)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (20 Apr 2016 to 2 Jun 2021)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (82)Employed By (20 Apr 2016 to 30 Mar 2021)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 17 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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