Hailey Sarah Roos

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 23 May 2024)
    • CF30 Customer (since 21 May 2024)
    • CF1 Director (AR) (since 21 May 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (23 Jun 2023 to 16 Feb 2024)
    • CF1 Director (AR) (22 May 2023 to 16 Feb 2024)
    • CF30 Customer (22 May 2023 to 16 Feb 2024)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (4 Mar 2022 to 31 Jan 2023)
    • CF30 Customer (24 Jan 2022 to 31 Jan 2023)
    • Director of firm who is not a certification employee or a SMF manager (30 Mar 2021 to 31 Jan 2023)
    • CF1 Director (AR) (16 Mar 2021 to 31 Jan 2023)
  • Carrick Global Wealth Ltd (no longer approved here)

    FRN 942752

    • Employed By (16 Mar 2021 to 31 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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