Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (22 Oct 2019 to 31 Jul 2025)
-
- CF10 Compliance Oversight (1 Dec 2001 to 12 Aug 2005)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 12 Aug 2005)
- CF9 EEA Investment Business Oversight (1 Dec 2001 to 12 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.