Haakon Overli

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dawn Capital LLP

    FRN 466533

    • SMF27 Partner (since 9 Dec 2019)
    • CF27 Investment Management
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Jan 2024)
    • CF11 Money Laundering Reporting (28 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (28 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (28 Nov 2007 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF4 Partner (AR) (25 Sep 2006 to 2 Jul 2007)
    • CF21 Investment Adviser (25 Sep 2006 to 2 Jul 2007)
  • Dawn Capital LLP (no longer approved here)

    FRN 457399

    • Employed By (25 Sep 2006 to 2 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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