Ha Thu Nguyen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (10 May 2023 to 12 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (5 Aug 2021 to 9 May 2023)
    • [FCA CF] Client dealing (18 Nov 2020 to 9 May 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (10 May 2023 to 12 Oct 2023)
    • [FCA CF] Material risk taker (10 May 2023 to 12 Oct 2023)
    • [FCA CF] Client dealing (18 Nov 2020 to 9 May 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (5 Aug 2021 to 9 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (5 Aug 2021 to 9 May 2023)
    • [FCA CF] Client dealing (18 Nov 2020 to 21 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.