Guy Winkworth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2022 to 24 May 2023)
    • [FCA CF] Client dealing (9 Jun 2021 to 24 May 2023)
    • [FCA CF] Manager of certification employee (9 Jun 2021 to 24 May 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Algorithmic trading (17 May 2019 to 6 Jun 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 6 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 6 Jun 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Jun 2021)
    • CF30 Customer (31 Jul 2009 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (17 May 2019 to 6 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 6 Jun 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 6 Jun 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Jun 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 26 Jun 2009)
    • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 26 Jun 2009)
    • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (30 Nov 2005 to 4 May 2007)
    • CF26 Customer Trading (6 May 2003 to 30 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.